: Understanding the rules set by provincial securities administrators and the Canadian Investment Regulatory Organization (CIRO) .
: Learning standard trading units, order types, and prohibited activities. Key Course Modules
: Distinguishing between ethical dilemmas, values, and compliance.
The course demystifies the complex regulatory landscape, providing clear guidance on:
The Conduct and Practices Handbook (CPH®) Course is a critical licensing requirement for professionals aiming to become registered investment advisors or representatives in Canada. It focuses on the ethical, legal, and regulatory standards governing the Canadian securities industry. Core Learning Objectives
: Mastering "Know Your Client" (KYC) and "Know Your Product" rules to ensure suitable investment recommendations.